Practical Implications of The New Trading Regime: What you need to exceed regulatory expectations

January 28, 2014 3:15pm

Kevin Fine
Director Derivatives Branch
Ontario Securities Commission

Michael Brady
Senior Legal Counsel
British Columbia Securities Commission

  • What will the OSC monitor and how will it respond to compliance deficiencies
  • What might the new trading rules look like
  • Practical implications of the reforms on how the trades are to be carried out
  • Requirement to report your derivatives trade: how to deal with cross border gaps, conflicts and inconsistencies in rules