Practical Implications of The New Trading Regime: What you need to exceed regulatory expectations
Kevin Fine
Director Derivatives Branch
Ontario Securities Commission
Michael Brady
Senior Legal Counsel
British Columbia Securities Commission
- What will the OSC monitor and how will it respond to compliance deficiencies
- What might the new trading rules look like
- Practical implications of the reforms on how the trades are to be carried out
- Requirement to report your derivatives trade: how to deal with cross border gaps, conflicts and inconsistencies in rules