OSFI’s draft revised Guideline E-13 – Regulatory Compliance Management (RCM) is expected to replace Guideline E-13 – Legislative Compliance Management (LCM) this year.

The revision does not change OFSI’s expectations for key control elements in regulatory risk mitigation but it does elaborate on a number of the elements and it aligns E-13 more closely with other OSFI guidance, for example, the Corporate Governance Guideline.

• Hear directly from OSFI representatives tasked with leading the E-13 revision project
• Understand the intricacies of the changes and expectations of the regulator concerning how you manage your compliance obligations
• Take your opportunity to ask questions for clarity on the revised guidance