Including

• Canadian AML: Updates, Challenges and Moving Forward

  11/2014 Canadian AML: Updates, Challenges and Moving Forward - November 2014
  

• Understanding FCAC Priorities and Evaluating Your Compliance Performance

  11/2014 Understanding FCAC Priorities and Evaluating Your Compliance Performance - November 2014
  by Sharissa Ellyn, Of Counsel at Norton Rose Fulbright Canada LLP

• Addressing Compliance Hurdles in Emerging Payments Technologies

  11/2014 Addressing Compliance Hurdles in Emerging Payment Technologies - November 2014
  by Elaine J. Cormack, Senior Legal Counsel at ScotiaBank

• Credit Unions Sunrise Session: Battling Expanding Regulatory Requirements and the Realities of Smaller Organizations to Compete with the Big 5 Banks

  11/2014 Battling Expanding Regulatory Requirements and the Realities of Smaller Organizations to Compete with the Big 5 Banks - November 2014
  by Alena Thouin, General Counsel and Corporate Secretary at Alterna Savings and Bank

• High Risk Compliance Areas: Managing the Intersect of International Legislative Developments and AML/KYC Compliance

  11/2014 Perspectives on the Future of AML/ATF Compliance - November 2014
  by Michael Pawliw, Former Regional Director, Central Regional Office at FINTRAC

• High Risk Compliance Areas: Managing the Intersect of International Legislative Developments and AML/KYC Compliance

  11/2014 Global Anti-Money Laundering - November 2014
  by Joan Dal Bianco, Vice President & Deputy Global Anti-Money Laundering Officer CBAC at TD Bank Group

• Addressing Privacy, Security and Evolving Data Breach Obligations

  11/2014 Addressing Privacy, Security and Evolving Data Breach Obligations: The best Offence is a good Defence - November 2014
  by Michael Davenport, Vice President and Associate General Counsel, Retail & Commercial Banking at Scotiabank

• Addressing Privacy, Security and Evolving Data Breach Obligations

  11/2014 Addressing Privacy, Security and Evolving Data Breach Obligations - November 2014
  by Lisa Abe-Oldenburg, Partner at Bennett Jones LLP

• CASL: Addressing Practical Challenges Post-July 1

  11/2014 CASL Enforcement Update: Where Are We Now? - November 2014
  by Monica Papendick, Senior Counsel at CIBC

• Monitoring the Progress of FATCA Beyond Implementation and the IGA

  11/2014 The Foreign Account Tax Compliance Act (FATCA) - November 2014
  by Aryeh Snitman, Senior Tax Counsel at CIBC

• Basel III and the Liquidity Adequacy Requirements

  11/2014 Implementation of Basel III in Canada - November 2014
  by Eric Belli-Bivar, Partner at Davis LLP

• Basel III and the Liquidity Adequacy Requirements

  11/2014 The implementation of Basel III in Canada – an overview - November 2014
  by Eric Belli-Bivar, Partner at Davis LLP

• Data Management and Governance: Using Outsourcing and Advancing Technologies for Effective Compliance

  11/2014 Using Outsourcing and Advancing Technologies for Effective Compliance: B-10 Outsourcing Guidelines - November 2014
  by Baskaran Rajamani, Partner, Enterprise Risk Services/Information & Technology Risk Solutions at Deloitte

• Industry Perspective on the New RCM and B-8 Guidance, Including What Monitoring and Testing Programs Mean for Compliance

  11/2014 Industry Perspectives on New Guidance and Monitoring & Testing - November 2014
  by Karen Irwin, Managing Director at Protiviti

• Direct from OSFI: Perspective of the Regulator on Guideline E13, Regulatory Compliance Management (RCM, formerly LCM)

  11/2014 Revised Guideline E-13: Regulatory Compliance Management (RCM) - November 2014
  by Carolyn Ibele, Manager, Compliance, AML & Compliance Division at Office of the Superintendent of Financial Institutions (OSFI)

• Dark Data and its Impact on Compliance

  11/2014 Dark Data and the CDO - November 2014
  by Antoinette M. Duffy, Director, Information Management and Mobility Solutions Group, Canada at Commvault Systems