Question and Answer: Roundtable with the Regulators

November 19, 2014 2:15pm

Teresa Frick
Director, Compliance and Enforcement Branch
Financial Consumer Agency of Canada (FCAC)

Obtain answers directly from the regulators in this session devoted entirely to your most pressing regulatory compliance concerns, including the new OSFI Guidelines, solidifying risk and crisis management strategies, and aligning AML compliance with KYC initiatives flowing from increasing domestic and international regulations. Submit your questions in advance to [email protected].