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19/11/2014 20/11/2014 America/Toronto The Canadian Institute's 20th Annual Regulatory Compliance for Financial Institutions The Canadian Institute’s 20th Annual Regulatory Compliance for Financial Institutions
November 19 – 20, 2014
Allstream Centre, Toronto, ON
Please visit https://staging.canadianinstitute.com/regulatory-compliance-for-financial-institutions-226l15-tor/ for more information and updates. Allstream Centre, Toronto, ON true DD/MM/YYYY 1440 use-title -
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19/11/2014 20/11/2014 America/Toronto The Canadian Institute's 20th Annual Regulatory Compliance for Financial Institutions The Canadian Institute’s 20th Annual Regulatory Compliance for Financial Institutions
November 19 – 20, 2014
Allstream Centre, Toronto, ON
Please visit https://staging.canadianinstitute.com/regulatory-compliance-for-financial-institutions-226l15-tor/ for more information and updates. Allstream Centre, Toronto, ON true DD/MM/YYYY 1440 use-title -
Understanding FCAC Priorities and Evaluating Your Compliance Performance
Teresa Frick
Director, Compliance and Enforcement Branch
Financial Consumer Agency of Canada (FCAC)
Sharissa Ellyn
Of Counsel
Norton Rose Fulbright Canada LLP
- Insight into the six priorities in the new FCAC Report on Plans and Priorities, formerly the Business Plan
- Lessons from recent FCAC compliance decisions and discussion of recent hot-button issues
- FCAC and promoting compliance in the industry
- Overview of FCAC compliance and enforcement methods and tools