Understanding FCAC Priorities and Evaluating Your Compliance Performance

November 19, 2014 1:15pm

Teresa Frick
Director, Compliance and Enforcement Branch
Financial Consumer Agency of Canada (FCAC)

Sharissa Ellyn
Of Counsel
Norton Rose Fulbright Canada LLP

  • Insight into the six priorities in the new FCAC Report on Plans and Priorities, formerly the Business Plan
  • Lessons from recent FCAC compliance decisions and discussion of recent hot-button issues
  • FCAC and promoting compliance in the industry
    • Overview of FCAC compliance and enforcement methods and tools